Sequential Brands Group, Inc.
Sequential Brands Group, Inc. (Form: 8-K, Received: 06/07/2017 17:23:50)

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of Report (Date of Earliest Event Reported): June 7, 2017 (June 2, 2017)

 

SEQUENTIAL BRANDS GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-37656   47-4452789
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (I.R.S. Employer Identification
No.)

 

601 West 26 th Street, 9 th Floor, New York, New York 10001

(Address of Principal Executive Offices/Zip Code)

 

(646) 564-2577

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

      

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The annual meeting of the stockholders of Sequential Brands Group, Inc. (the “Company”) was held on June 2, 2017. The stockholders of the Company voted as follows on the matters set forth below.

 

1.        Election of Two Class III Directors . The following nominees for director were elected to serve terms expiring at the annual meeting of stockholders in 2020, based on the following votes:

 

                Broker
Names   For   Against   Abstain   Non-Votes
Al Gossett   38,689,830   6,675,589   28,866   10,966,124
Aaron Hollander   42,388,285   2,977,056   28,944   10,966,124

 

2.         Ratification of the Appointment of CohnReznick LLP . The appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for 2017 was ratified, based on the following votes:

 

            Broker
For   Against   Abstain   Non-Votes
55,861,538   311,425   187,446   -

 

3.        Advisory Approval of the Compensation of the Company’s Named Executive Officers . The stockholders approved the advisory vote on the compensation of the Company’s Named Executive Officers, based on the following votes:

 

            Broker
For   Against   Abstain   Non-Votes
32,360,350   12,871,988   161,947   10,966,124

  

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SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    SEQUENTIAL BRANDS GROUP, INC.  
         
         
   By:     /s/ Gary Klein
    Name:    Gary Klein  
    Title:      Chief Financial Officer  

 

 

 Date: June 7, 2017

 

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